Regulatory Compliance

Risk Management

Corporate Control

Execution Allocator

When events happen, markets move and time is critical—there isn’t always time to check the boxes. Investors expect their investment advisors to trade and the NLT Execution Allocator is designed to capture executions and allocate them based on algorithms approved by the major global regulators.

 

 

 

Products

UCITS III

uniquely designed to meet the new risk measurement and management requirements of the European Union UCITS3 Directive. NLT UCITS3 meets the requirements of: Irish, UK and Luxembourg financial sector regulators.

Derivative

Derivatives are here to stay—and where derivatives are used, they can increase risk. NLT’s Derivative gives financial service companies the ability to analyse their derivative holdings and supplement the data held in their accounting systems. Clients can centrally maintain and distribute derivative data without the need to upgrade or replace their existing accounting systems.

Restrictions

Investment Managers and proprietary traders have prohibitions, permissions and restrictions on what they can invest in, how much they can invest and how they invest. NLT’s Restrict application validates orders pre-trade, intra-day and end-of-day. NL Comply features advanced restriction building functionality, ultra high restriction checking performance and sophisticated breach management workflow.